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What are the elements that constitute securities fraud?

Woman sitting at a table, talking on the phone while reviewing documents and pointing at a paper, with a pen and checkbook nearby.

A substantial loss of money in an investment might motivate someone to accuse an adviser or broker of securities fraud. Raw emotions can plant suspicions of dishonesty on the part of a trader or stockbroker even when no such intentions exist. Understanding the elements of securities fraud and some examples can help a defendant combat […]